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SEBI Circulars
Circulars 2015
| Circular Name | Date | Short Discription | Download PDF |
|---|---|---|---|
| Exit Order | 2015-04-15 | In terms of SEBI order dated April 13, 2015, the Pune Stock Exchange Ltd. has been Voluntarily De-Recognized as Regional Stock Exchange. Consequently the process for change in name is initiated. |  Click Here For Download |
Circulars 2014
| Circular Name | Date | Short Discription | Download PDF |
|---|---|---|---|
| CIR/CFD/DIL/4/2014 | 2014-08-01 | Monitoring of Compliance by Stock Exchanges | Click Here For Download |
| CIR/MRD/DP/23/2014 | 2014-07-24 | Clarification on position limits of domestic institutional investors for currency derivatives contracts | Click Here For Download |
| CIR/MIRSD/ 2/2014 | 2014-06-30 | Inter-Governmental Agreement with United States of America under Foreign
Accounts Tax Compliance Act - Registration |
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| CIR/CFD/POLICYCELL/3/2014 | 2014-06-27 | SEBI Circulars No. CIR/CFD/DIL/3/2013 dated January 17, 2013, CIR/CFD/DIL/7/2013 dated May 13, 2013 and CIR/CFD/POLICYCELL/14/2013 dated November 29, 2013 - Extension of time line for alignment | Click Here For Download |
| CIR/MRD/DP/20/2014 | 2014-06-20 | Participation of FPIs in the Currency Derivatives segment and
Position limits for currency derivatives contracts |
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| CIR/IMD/FIIC/11/2014 | 2014-06-16 | Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs). | Click Here For Download |
| CIR/MRD/DP/19/2014 | 2014-06-03 | Review of the Securities Lending and Borrowing (SLB) Framework | Click Here For Download |
| CIR/MRD/DSA/18/2014 | 2014-05-22 | Companies exclusively listed on De-recognized/Non-operational Stock Exchanges | Click Here For Download |
| CIR/MRD/DP/15/2014 | 2014-05-15 | Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014 | Click Here For Download |
| CIR/CFD/POLICY CELL/2/2014 | 2014-04-17 | Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement | Click Here For Download |
| CIR/MRD/DP/ 08 /2013 | 2014-02-11 | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | Click Here For Download |
| CIR/MRD/DP/07/2014 | 2014-02-11 | Safeguards to avoid trading disruption in case of failure of software vendor | Click Here For Download |
| CIR/MRD/DP/ 06 /2014 | 2014-02-07 | Testing of software used in or related to Trading and Risk Management | Click Here For Download |
| CIR/MRD/DP/04/2014 | 2014-02-06 | Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives | Click Here For Download |
| CIR/MRD/DRMNP/2/2014 | 2014-01-20 | FII Position Limits in Exchange Traded Interest Rate Futures (IRF) | Click Here For Download |
| CIR/IMD/FIIC/02/2014 | 2014-01-08 | Operational Guidelines for Designated Depository Participants | Click Here For Download |
| CIR/IMD/DF/1/2014 | 2014-01-07 | Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations | Click Here For Download |
Circulars 2013
| Circular Name | Date | Short Discription | Download PDF |
|---|---|---|---|
| CIR/MIRSD/ 13 /2013 | 2013-12-26 | Know Your Client Requirements | Click Here For Download |
| CIR/MRD/DP/38 /2013 | 2013-12-19 | Rationalization of Periodic Call Auction for Illiquid Scrips. | Click Here For Download |
| CIR/MRD/DRMNP/37/2013 | 2013-12-19 | Deposit Requirements for members of the Debt Segment | Click Here For Download |
| CIR/MRD/DP/ 36 /2013 | 2013-12-16 | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | Click Here For Download |
| CIR/MRD/DRMNP/35/2013 | 2013-12-05 | Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security | Click Here For Download |
| CIR/MRD/DP/ 12 /2013 | 2013-04-08 | Establishment of Connectivity with both
depositories NSDL and CDSL |
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| CIR/OIAE/1/2013 | 2013-04-17 | Redress of investor grievances through
SEBI Complains Redress System(SCORES) |
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| CIR/MRD/DP/ 15 /2013 | 2013-04-29 | Establishment of Connectivity with both
depositories NSDL and CDSL |
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| CIR/CFD/DIL/7/2013 | 2013-05-13 | SEBI Circular No. CIR/CFD/DIL/3/2013
dated January 17, 2013 - Amendments to SEBI |
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| CIR/MRD/DP/ 16 /2013 | 2013-05-21 | Broad guidelines on Algorithmic Trading | Click Here For Download |
| CIR/CFD/DIL/8/2013 | 2013-05-21 | Scheme of Arrangement under the Companies Act, 1956 – Revised
requirements for the Stock Exchanges and Listed Companies - Clarification |
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| CIR/MRD/DP/ 17 /2013 | 2013-05-30 | Comprehensive guidelines on Offer For
Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism |
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| CIR/MRD/DP/ 18 /2013 | 2013-05-30 | Review of the Securities Lending and
Borrowing (SLB) framework |
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| CIR/CFD/DIL/9/2013 | 2013-06-05 | Clarification on SEBI's Circular dated
August 13, 2012 providing for the "Manner of Dealing with Audit Reports filed by Listed Companies" |
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| CIR/MRD/DP/ 19 /2013 | 2013-06-11 | Establishment of Connectivity with both
depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement |
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| CIR/MRD/ICC/20/2013 | 2013-07-05 | Arbitration Mechanism in Stock Exchanges | Click Here For Download |
| CIR/MRD/ICC/21/2013 | 2013-07-05 | Arbitration Mechanism in Stock Exchanges | Click Here For Download |
| CIR/MRD/DP/ 22 /2013 | 2013-07-08 | Revised Position Limits for Exchange
Traded Currency Derivatives |
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| CIR/MRD/DP/ 23 /2013 | 2013-07-30 | Establishment of Connectivity with both depositories NSDL and CDSL | Click Here For Download |
| CIR/IMD/FIIC/13 /2013 | 2013-08-13 | Investment by Qualified Foreign Investors
(QFIs) in “to be listed” Indian Corporate Debt Securities |
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| CIR/MRD/DP/24/2013 | 2013-10-19 | Testing of software used in or related to
Trading and Risk Management |
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| CIR/MIRSD/5/2013 | 2013-08-27 | General Guidelines for dealing with
Conflicts of Interest of Intermediaries |
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| CIR/MRD/DP/ 25 /2013 | 2013-09-03 | Index based market-wide circuit breaker
mechanism |
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| CIR/MRD/DRMNP/26/2013 | 2013-09-04 | Principles of Financial Market
Infrastructures (PFMIs) |
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| CIR/MIRSD/ 07 /2013 | 2013-09-12 | Know Your Client Requirements for
Eligible Foreign Investors |
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| CIR/MRD/DP/ 27 /2013 | 2013-09-12 | Risk Management Framework for Dedicated
Debt Segment on Stock Exchanges |
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| CIR/IMD/FIIC/15/2013 | 2013-09-13 | Debt Allocation Mechanism for FII/QFI -
Government debt securities |
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| CIR/CFD/POLICYCELL/10/2013 | 2013-09-17 | Formats for filing reports in terms of
regulations 15(i) and 20(j) of SEBI (Buy Back of Securities) Regulations, 1998 |
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| CIR/MRD/DP/ 28 /2013 | 2013-09-24 | Establishment of Connectivity with both
depositories NSDL and CDSL |
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| CIR/MRD/ICC/30/2013 | 2013-09-26 | Investor Grievance Redressal Mechanism | Click Here For Download |
| CIR/MRD/ICC/29/2013 | 2013-09-26 | Arbitration Mechanism in Stock Exchanges | Click Here For Download |
| CIR/MRD/ DSA / 31 /2013 | 2013-09-30 | Amendment to bye-laws of recognised stock
exchanges with respect to non-compliance of certain listing |
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| CIR/MRD/DMS/ 34 /2013 | 2013-11-06 | Annual System Audit of Stock Brokers / Trading Members | Click Here For Download |
| CIR/CFD/POLICYCELL/13/2013 | 2013-11-18 | Compliance with the provisions of Equity Listing Agreement by listed
companies – Monitoring by Stock Exchanges |
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| CIR/CFD/POLICYCELL/14/2013 | 2013-11-29 | SEBI Circulars No. CIR/CFD/DIL/3/2013 dated January 17, 2013 and -
CIR/CFD/DIL/7/2013 dated May 13, 2013 - Extension of time line for alignment |
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| CIR/MIRSD/8/2013 | 2013-09-30 | Simplification of registration
requirements for Stock Brokers |
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| CIR/MRD/DSA/32/2013 | 2013-10-04 | Facilitating transaction in Mutual Fund
schemes through the Stock Exchange Infrastructure. |
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| CIR/MIRSD/ 09/ 2013 | 2013-10-08 | Know Your Client Requirements | Click Here For Download |
| CIR/CFD/POLICYCELL/11/2013 | 2013-10-21 | Formats under SEBI (Substantial
Acquisition of Shares and Takeovers) Regulations, 2011(Regulations). |
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| CIR/IMD/DF/17/2013 | 2013-10-22 | Centralized Database for Corporate Bonds/ Debentures | Click Here For Download |
| CIR/CFD/DIL/12/2013 | 2013-10-23 | General Information Document | Click Here For Download |
| CIR/MRD/DSA/33 /2013 | 2013-10-24 | Listing of specified securities of small
and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer. |
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